NASDAQ OMX BX Rules

Equity Rules

Rule 0100		General Provisions
Rule 1000		Membership, Registration and Qualification Requirements
Rule 2000		Business Conduct
Rule 3000		Responsibilities Relating to Associated Persons, Employees, and Others' Employees
Rule 4000		Listing and Trading on the Exchange
Rule 4000A		Financial and Operational Rules
Rule 5000		BX Venture Market LISTING RULES
Rule 5000A		Supplementary Conduct Rules
Rule 6000		Other Systems and Programs
Rule 7000		Charges for Membership, Services, and Equipment
Rule 8000		Investigations and Sanctions
Rule 9000		Code of Procedure
Rule 10000		Code of Arbitration Procedure
Rule 11000		Uniform Practice Code

Rule I		Membership
Rule II		Clearing Fund
Rule III		Services
Rule IV		Conduct of Business
Rule V		Charges for Services
Rule VI		Audits and Financial Reports
Rule VII		Reserved for Future Use
Rule VIII		Reserved for Future Use
Rule IX		Termination and Suspension of Membership
Rule X		Insolvency
Rule XI		Discipline and Denial of Access
Rule XII		Miscellaneous