NASDAQ OMX BX

Main | Rule Filings | Alerts | SEC Comments | NASDAQ | PHLX | Help | Search

NASDAQ OMX BX Rules

Equity Rules

Rule 0100		General Provisions
Rule 1000		Membership, Registration and Qualification Requirements
Rule 2000		Business Conduct
Rule 3000		Responsibilities Relating to Associated Persons, Employees, and Others' Employees
Rule 4000		Listing and Trading on the Exchange
Rule 5000		Reserved
Rule 6000		Other Systems and Programs
Rule 7000		Charges for Membership, Services, and Equipment
Rule 8000		Investigations and Sanctions
Rule 9000		Code of Procedure
Rule 10000		Code of Arbitration Procedure
Rule 11000		Uniform Practice Code

BSECC Rules

Rule I		Membership
Rule II		Clearing Fund
Rule III		Services
Rule IV		Conduct of Business
Rule V		Charges for Services
Rule VI		Audits and Financial Reports
Rule VII		Reserved for Future Use
Rule VIII		Reserved for Future Use
Rule IX		Termination and Suspension of Membership
Rule X		Insolvency
Rule XI		Discipline and Denial of Access
Rule XII		Miscellaneous

NASDAQ OMX BX Corporate Organization

NASDAQ OMX BX, Inc.

Certificate of Incorporation

Certificate of Amendment of Certificate of Incorporation

NASDAQ OMX BX Equities LLC Operating Agreement

Delegation Agreement

BOXR Operating Agreement

The NASDAQ OMX Group, Inc.

Certificate of Incorporation

Boston Stock Exchange Clearing Corporation

Articles of Organization

Additional Information

BX Rule Filings Status Report

BSECC Rule Filings Status Report

Proposals to Change FINRA Rules That Are Incorporated by Reference

“Grandfathered” BSE Rules

Boston Options Exchange

Boston Options Exchange (BOX) is regulated as a facility of NASDAQ OMX BX but NASDAQ OMX BX does not have an ownership interest in BOX.


Copyright © 2009 The NASDAQ OMX Group, Inc. All rights reserved.	Back to Top \| Print this Page