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About the NASDAQ OMX BX Rules
Covers the By-Laws and Rules of NASDAQ OMX BX.
NASDAQ OMX BX Rules
Equity Rules
Rule 0100
General Provisions
Rule 1000
Membership, Registration and Qualification Requirements
Rule 2000
Business Conduct
Rule 3000
Responsibilities Relating to Associated Persons, Employees, and Others' Employees
Rule 4000
Listing and Trading on the Exchange
Rule 4000A
Financial and Operational Rules
Rule 5000
BX Venture Market LISTING RULES
Rule 5000A
Supplementary Conduct Rules
Rule 6000
Other Systems and Programs
Rule 7000
Charges for Membership, Services, and Equipment
Rule 8000
Investigations and Sanctions
Rule 9000
Code of Procedure
Rule 10000
Code of Arbitration Procedure
Rule 11000
Uniform Practice Code
BSECC Rules
Rule I
Membership
Rule II
Clearing Fund
Rule III
Services
Rule IV
Conduct of Business
Rule V
Charges for Services
Rule VI
Audits and Financial Reports
Rule VII
Reserved for Future Use
Rule VIII
Reserved for Future Use
Rule IX
Termination and Suspension of Membership
Rule X
Insolvency
Rule XI
Discipline and Denial of Access
Rule XII
Miscellaneous
NASDAQ OMX BX Corporate Organization
NASDAQ OMX BX, Inc.
Certificate of Incorporation
Certificate of Amendment of Certificate of Incorporation
By-Laws
NASDAQ OMX BX Equities LLC Operating Agreement
Delegation Agreement
BOXR Operating Agreement
BOXR By-Laws
The NASDAQ OMX Group, Inc.
Certificate of Incorporation
By-Laws
Boston Stock Exchange Clearing Corporation
Articles of Organization
By-Laws
Additional Information
NEW LISTING RULES
BX Rule Filings Status Report
BSECC Rule Filings Status Report
Proposals to Change FINRA Rules That Are Incorporated by Reference
“Grandfathered” BSE Rules
Boston Options Exchange
Boston Options Exchange (BOX) is regulated as a facility of NASDAQ OMX BX but NASDAQ OMX BX does not have an ownership interest in BOX.
Copyright © 2012 The NASDAQ OMX Group, Inc. All rights reserved.
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